Web"look-through" to (i) the investor's underlying investors, if the investor owns 10% or more of the 3(c)(1) fund and the investor is (a) a fund-of-funds, (b) any other passive investment … WebIn determining the number of investors in a fund, the SEC may count a company as one investor, but will be required to “look through” that company and count all of the investors within that company towards the 100-investor limit if that company holds more than 10% of the fund’s securities or the SEC determines that the company is being used to …

Section 3(c)(1) Hedge Funds Hedge Fund Law Blog

Weblook through to individual investors o SEC Staff: If offshore fund may exclude foreign investors for purposes of 3c1 limit o note: b/c of Reg. D, all but 35 need to be Accredited … Web1 de set. de 1996 · Any company primarily engaged, directly or through majority-owned subsidiaries, in one or more of the businesses described in paragraphs (3), (4), and (5) of this subsection, or in one or more of such businesses (from which not less than 25 per centum of such company’s gross income during its last fiscal year was derived) together … daytona race track flooding

look through - Dicionário Inglês-Português (Brasil) …

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