Web12 apr. 2024 · Halt Time (ET): 8:32 AM. IIROC can make a decision to impose a temporary suspension (halt) of trading in a security of a publicly-listed company. Trading halts are … Web7 apr. 2024 · Terms and conditions can be imposed in the granting of the IIROC relief and, once granted in one application will apply to others which may further complicate the …
Consolidation of IIROC Enforcement, Procedural, Examination
WebSection 9208 of IIROC’s Consolidated Enforcement, Examination and Approval Rules (the “Consolidated Rules”) now enables IIROC staff to impose terms and conditions on … WebIIROC Notice 21-0078 – Rules Notice – Notice of Approval/Implementation – Amendments to Dealer Member Rules and IIROC Rules regarding Exemptions for Bulk Account … pine cones christmas decoration ideas
General Terms and Conditions Preamble Lanka IOC PLC
WebImposing applicable terms and conditions on individuals. In addition to the duties and powers assigned to IIROC, the OSC relies on IIROC to perform other functions related to … Web14 apr. 2024 · Dianne Weatherby. Manager, Corporate Events and Member Education Services. Telephone: 416-646-7202. Email: [email protected]. New SRO Investment … [email protected] Timothy P. Ryan Director, Market Regulation Policy 416.646.7266 [email protected] Naomi Solomon Senior Policy Counsel, Market ... the imposition of … pine cones candle holder