Exchange act release no. 34-17719
Web8 See Securities Exchange Act Release No. 71820 (March 27, 2014), 79 FR 18595 (April 2, 2014) (SR-NYSEMKT-2014-28). 9 See Securities Exchange Act Release No. 85623 (April 11, 2024), 84 FR 16086 (April 17, 2024) (approving Eighteenth Amendment to LULD Plan). 10 See Securities Exchange Act Release No. 85563 (April 9, 2024), 84 FR … WebSee Question Nos. 20 and 21 of the Exchange Act Release No. 34-17719 (April 13, 1981). We note disclosure on page 18 comparing the Cash-Out Payment to the 10-day and 20-day closing price. Please revise the disclosure to discuss why historical market prices were not deemed material or relevant. Refer to Item 1014(b) and clause (ii) of
Exchange act release no. 34-17719
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WebNov 7, 2024 · SEC Interpretive Releases Archive — Older Releases The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations.
Web4 See Securities Exchange Act Release No. 67090 (May 31, 2012), 77 FR 33531 (June 6, 2012) (SR-NYSEAmex-2011-73). 5 See Securities Exchange Act Release No. 67091 (May 31, 2012), 77 FR 33498 (June 6, 2012). The LULD Plan provides a mechanism to address extraordinary market volatility in individual securities. WebSECURITIES AND EXCHANGE COMMISSION (Release No. 34-91789; File No. SR-FINRA-2024-008) May 7, 2024 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Security-Based Swaps Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (“Act”)1 …
Web221 rows · Mar 6, 2015 · 17 CFR Part 241 - INTERPRETATIVE RELEASES RELATING … WebRelease No. Date. Details. 33-10751. Jan. 30, 2024. Commission Guidance on Management’s Discussion and Analysis of Financial Condition and Results of Operations.
Webdetail. See Question Nos. 20 and 21 of Release No. 34-17719 (April 13, 1981). Notwithstanding the Hudson board of directors’ consideration of the factors considered …
WebFederal Register version (84 FR 58206) : 33-10649: Jun. 18, 2024: Concept Release on Harmonization of Securities Offering Exemptions (Conformed to Federal Register version) File No.: S7-08-19 Other Release Nos.:34-86129; IA-5256; IC-33512 Comments Due: September 24, 2024 Comments received are available for this proposal. st louis stair and woodworksWebJun 1, 2009 · See Q& A No. 5 in Exchange Act Release No. 17719 (April 13, 1981). An acquisition vehicle, including its intermediate or ultimate parent, created by an affiliated … st louis sports hall of fame bar \u0026 grillWebDec 22, 2024 · the Federal Register on December 30, 2024. See Exchange Act Release No. 87821 (Dec. 20, 2024), 84 FR 72065. On February 13, 2024, pursuant to Section 19(b)(2) of the Exchange Act, the Commission designated a longer period within which to either approve the proposed rule change, disapprove the proposed rule change, or institute st louis spring companyWeb13 See Securities Exchange Act Release No. 34-84670 (November 28, 2024), 83 FR 62646 (December 4, 2024) (SR-BatsBZX-2024-34) (“Notice of Filing of Amendment No. 2 to Proposed Rule Change to Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28”). st louis st mary\u0027s high schoolWebJan 27, 2024 · 280.01 Exchange Act Release No. 26589, which significantly amended Rule 15d-10, states that “[a] change from a fiscal year ending as of the last day of the month to a 52-53 week fiscal year commencing within seven days of the month end (or from a 52-53 week to a month end) is not deemed a change in fiscal year for purposes of reporting ... st louis stampede footballWebSECURITIES AND EXCHANGE COMMISSION (Release No. 34-94665; File No. SR-NYSEAMER-2024-16) April 11, 2024 Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate ... 18 See Securities Exchange Act Release No. 93917 (January 6, 2024), 87 FR 1825 (January st louis spring break campWeb(1) It shall be a fraudulent, deceptive or manipulative act or practice, in connection with a Rule 13e-3 transaction, for an issuer which has a class of equity securities registered pursuant to section 12 of the Act or which is a closed-end investment company registered under the Investment Company Act of 1940, or an affiliate of such issuer, … st louis spring co